DFT+U: formalism

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DFT+U is a method that was proposed to improve the description of systems with strongly correlated Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): d or Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): f electrons, like antiferromagnetic NiO for instance, that are usually inaccurately described with the standard LDA and GGA functionals[1]. Several variants of the DFT+U method exist (see Refs. [2][3] for reviews) that differ for instance in the way the double counting term Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): {\displaystyle E_{\text{dc}}(\hat{n})} is calculated. Three variants of them are implemented in VASP, whose formalism is briefly summarized below.

  • LDAUTYPE=1: The rotationally invariant DFT+U introduced by Liechtenstein et al.[4]
This particular flavour of DFT+U is of the form
Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): {\displaystyle E_{\rm HF}({\hat n})=\frac{1}{2} \sum_{\{\gamma\}} (U_{\gamma_1\gamma_3\gamma_2\gamma_4} - U_{\gamma_1\gamma_3\gamma_4\gamma_2}){ \hat n}_{\gamma_1\gamma_2}{\hat n}_{\gamma_3\gamma_4} }
and is determined by the PAW on-site occupancies
Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): {{\hat n}}_{{\gamma _{1}\gamma _{2}}}=\langle \Psi ^{{s_{2}}}\mid m_{2}\rangle \langle m_{1}\mid \Psi ^{{s_{1}}}\rangle
and the (unscreened) on-site electron-electron interaction
Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): U_{{\gamma _{1}\gamma _{3}\gamma _{2}\gamma _{4}}}=\langle m_{1}m_{3}\mid {\frac {1}{|{\mathbf {r}}-{\mathbf {r}}^{\prime }|}}\mid m_{2}m_{4}\rangle \delta _{{s_{1}s_{2}}}\delta _{{s_{3}s_{4}}}
where Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): {\displaystyle |m\rangle} represents a real spherical harmonics of angular momentum Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): l =LDAUL.
The unscreened electron-electron interaction Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): {\displaystyle U_{\gamma_{1}\gamma_{3}\gamma_{2}\gamma_{4}}} can be written in terms of the Slater integrals Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): F^{0} , Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): F^{2} , Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): F^{4} , and Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): F^{6} (Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): f electrons). Using values for the Slater integrals calculated from atomic orbitals, however, would lead to a large overestimation of the true electron-electron interaction, since in solids the Coulomb interaction is screened (especially Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): F^{0} ).
In practice these integrals are often treated as parameters, i.e., adjusted to reach agreement with experiment for a property like for instance the equilibrium volume, the magnetic moment or the band gap. They are normally specified in terms of the effective on-site Coulomb- and exchange parameters, Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): U and Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): {\displaystyle J} (LDAUU and LDAUJ, respectively). Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): U and Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): {\displaystyle J} can also be extracted from constrained-DFT calculations[5][6].
These translate into values for the Slater integrals in the following way (as implemented in VASP at the moment):
Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): L\; Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): F^{0}\; Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): F^{2}\; Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): F^{4}\; Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): F^{6}\;
Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): 1\; Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): U\; Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): 5J\; - -
Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): 2\; Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): U\; Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): {\frac {14}{1+0.625}}J Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): 0.625F^{2}\; -
Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): 3\; Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): U\; Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): {\frac {6435}{286+195\cdot 0.668+250\cdot 0.494}}J Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): 0.668F^{2}\; Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): 0.494F^{2}\;
The essence of the DFT+U method consists of the assumption that one may now write the total energy as:
Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): E_{{{\mathrm {tot}}}}(n,{\hat n})=E_{{{\mathrm {DFT}}}}(n)+E_{{{\mathrm {HF}}}}({\hat n})-E_{{{\mathrm {dc}}}}({\hat n})
where the Hartree-Fock-like interaction replaces the semilocal on-site due to the fact that one subtracts a double-counting energy Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): E_{{{\mathrm {dc}}}} , which supposedly equals the on-site semilocal contribution to the total energy,
Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): E_{{{\mathrm {dc}}}}({\hat n})={\frac {U}{2}}{{\hat n}}_{{{\mathrm {tot}}}}({{\hat n}}_{{{\mathrm {tot}}}}-1)-{\frac {J}{2}}\sum _{\sigma }{{\hat n}}_{{{\mathrm {tot}}}}^{\sigma }({{\hat n}}_{{{\mathrm {tot}}}}^{\sigma }-1).
  • LDAUTYPE=2: The simplified (rotationally invariant) approach to the DFT+U, introduced by Dudarev et al.[7]
This flavour of DFT+U is of the following form:
Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): {\displaystyle E_{\mathrm{DFT+U}}=E_{\mathrm{LSDA}}+\frac{(U-J)}{2}\sum_\sigma \left[ \left(\sum_{m_1} n_{m_1,m_1}^{\sigma}\right) - \left(\sum_{m_1,m_2} \hat n_{m_1,m_2}^{\sigma} \hat n_{m_2,m_1}^{\sigma} \right) \right]. }
This can be understood as adding a penalty functional to the semilocal total energy expression that forces the on-site occupancy matrix in the direction of idempotency,
Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): {\hat n}^{{\sigma }}={\hat n}^{{\sigma }}{\hat n}^{{\sigma }} .
Real matrices are only idempotent when their eigenvalues are either 1 or 0, which for an occupancy matrix translates to either fully occupied or fully unoccupied levels.
Note: in Dudarev's approach the parameters Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): U and Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): {\displaystyle J} do not enter seperately, only the difference Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): {\displaystyle U-J} is meaningful.
  • LDAUTYPE=3: This option is for the calculation of the parameter Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): U using the linear response approach from Ref. [8]. The steps to use this method are shown for the example of NiO.
  • LDAUTYPE=4: same as LDAUTYPE=1, but without exchange splitting (i.e., the total spin-up plus spin-down occupancy matrix is used). The double-counting term is given by
Failed to parse (SVG (MathML can be enabled via browser plugin): Invalid response ("Math extension cannot connect to Restbase.") from server "https://www.vasp.at/wiki/restbase/vasp.at/v1/":): E_{{{\mathrm {dc}}}}({\hat n})={\frac {U}{2}}{{\hat n}}_{{{\mathrm {tot}}}}({{\hat n}}_{{{\mathrm {tot}}}}-1)-{\frac {J}{2}}\sum _{\sigma }{{\hat n}}_{{{\mathrm {tot}}}}^{\sigma }({{\hat n}}_{{{\mathrm {tot}}}}^{\sigma }-1).

Related Tags and Sections

LDAU, LDAUTYPE, LDAUL, LDAUU, LDAUJ, LDAUPRINT, LMAXMIX,

References

  1. ↑ V. I. Anisimov, J. Zaanen, and O. K. Andersen, Phys. Rev. B 44, 943 (1991).
  2. ↑ E. R. Ylvisaker and W. E. Pickett, Phys. Rev. B 79, 035103 (2009).
  3. ↑ B. Himmetoglu, A. Floris, S. de Gironcoli, and M. Cococcioni, Int. J. Quantum Chem. 114. 14 (2014).
  4. ↑ A. I. Liechtenstein, V. I. Anisimov, and J. Zaanen, Phys. Rev. B 52, R5467 (1995).
  5. ↑ L. Vaugier, H. Jiang, and S. Biermann, Phys. Rev. B 86, 165105 (2012).
  6. ↑ M. Kaltak, Thesis: Merging GW with DMFT (2015).
  7. ↑ S. L. Dudarev, G. A. Botton, S. Y. Savrasov, C. J. Humphreys, and A. P. Sutton, Phys. Rev. B 57, 1505 (1998).
  8. ↑ M. Cococcioni and S. de Gironcoli, Phys. Rev. B 71, 035105 (2005).
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